Please use this identifier to cite or link to this item:
https://scholarbank.nus.edu.sg/handle/10635/230877
| Title: | Misconduct and Fraud by Investment Managers | Authors: | Dimmock, Stephen Geoffrey Farizo, Joseph D Gerken, William C |
Keywords: | Fraud investment fraud investment advisors investment advisers operational risk regulation, disclosure Form ADV |
Issue Date: | 26-May-2020 | Publisher: | John Wiley & Sons | Citation: | Dimmock, Stephen Geoffrey, Farizo, Joseph D, Gerken, William C (2020-05-26). Misconduct and Fraud by Investment Managers. Corruption and Fraud in Financial Markets Malpractice, Misconduct and Manipulation : 327-357. ScholarBank@NUS Repository. | Abstract: | This book gives you a deeper understanding of all these issues to help prevent you and your company from falling victim to unethical practices. | Source Title: | Corruption and Fraud in Financial Markets Malpractice, Misconduct and Manipulation | URI: | https://scholarbank.nus.edu.sg/handle/10635/230877 | ISBN: | 1119421772 9781119421771 |
| Appears in Collections: | Staff Publications Elements |
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| File | Description | Size | Format | Access Settings | Version | |
|---|---|---|---|---|---|---|
| DGF_2018-06-26.pdf | Accepted version | 497.92 kB | Adobe PDF | OPEN | Post-print | View/Download |
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