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Please use this identifier to cite or link to this item: https://scholarbank.nus.edu.sg/handle/10635/230877
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dc.titleMisconduct and Fraud by Investment Managers
dc.contributor.authorDimmock, Stephen Geoffrey
dc.contributor.authorFarizo, Joseph D
dc.contributor.authorGerken, William C
dc.date.accessioned2022-09-05T07:57:40Z
dc.date.available2022-09-05T07:57:40Z
dc.date.issued2020-05-26
dc.identifier.citationDimmock, Stephen Geoffrey, Farizo, Joseph D, Gerken, William C (2020-05-26). Misconduct and Fraud by Investment Managers. Corruption and Fraud in Financial Markets Malpractice, Misconduct and Manipulation : 327-357. ScholarBank@NUS Repository.
dc.identifier.isbn1119421772
dc.identifier.isbn9781119421771
dc.identifier.urihttps://scholarbank.nus.edu.sg/handle/10635/230877
dc.description.abstractThis book gives you a deeper understanding of all these issues to help prevent you and your company from falling victim to unethical practices.
dc.publisherJohn Wiley & Sons
dc.sourceElements
dc.subjectFraud
dc.subjectinvestment fraud
dc.subjectinvestment advisors
dc.subjectinvestment advisers
dc.subjectoperational risk
dc.subjectregulation, disclosure
dc.subjectForm ADV
dc.typeBook Chapter
dc.date.updated2022-09-05T05:56:00Z
dc.contributor.departmentFINANCE
dc.description.sourcetitleCorruption and Fraud in Financial Markets Malpractice, Misconduct and Manipulation
dc.description.page327-357
dc.published.statePublished
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