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ANALYSING MORTGAGE DEFAULT USING DINOMIAL TREE OPTION PRICING MODEL

CHONG GEK HUI
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Abstract
A borrower who mortgaged his house to the lender in exchange for a loan has an option to default on the contractual responsibilities like making payments. This option is particularly valuable in times of volatile market conditions. That is to say when house price fluctuations are high and in the downward trend, prices are falling, that will make default option more valuable. It is because when house price fall below the remaining mortgage balance, in theoretic terms, the borrower will default since the mortgage is now not as valuable as it used to be, defaulting on the loan will give more value to the borrower. This study attempts to estimate this default option value using binomial tree option pricing approach. A sensitivity analysis is conducted to determine how changes in each parameter may affect the option premium and the conclusions that can be drawn from it. It was found that default option premium is at its most valuable when the house price is high, loan term is long, loan-to-value ratio is high, interest rate is low and house price volatility is high. The last parameter, house price volatility is something uncontrollable by the lender as it is dependent upon the economic well-being of the country. What the lenders are able to do is to work using the rest of the variables to price the default option value within their contracts so as to safeguard their interest against the ruthless default of borrowers. Another way is to look at mortgage insurance.
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Date
2003
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